Municipal Securities Rulemaking Board

Results: 1131



#Item
561William B. Blount / Bonds / Municipal Securities Rulemaking Board / Security / Municipal bond / Revenue bond / Securities Exchange Act / U.S. Securities and Exchange Commission / JPMorgan Chase / Investment / Financial economics / Larry Langford

UNITED STATES DISTRICT COURT FOR THE NOItTHERN DISTRICT OF ALABA* Southern Division &R/Q:~$

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Source URL: www.sec.gov

Language: English - Date: 2008-04-30 13:52:16
562Financial regulation / Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Finance / Securities Act / Underwriting / Registered Investment Advisor / Self-regulatory organizations / United States securities law / Municipal Securities Rulemaking Board

MSRB/BDA MUNICIPAL SECURITIES REGULATION SEMINAR The Four Seasons Hotel, St. Louis, MO Wednesday, May 2, 2012

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Source URL: www.msrb.org

Language: English - Date: 2012-05-04 09:21:58
563Finance / United States securities law / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / Investment Advisor / Financial adviser / Securities Act / Depository Trust & Clearing Corporation / Broker-dealer / Self-regulatory organizations / Financial economics / Financial system

Preparing to Submit MSRB Form A-12 The Municipal Securities Rulemaking Board (MSRB) offers a single, consolidated form for registrants to provide the MSRB with registration information required under MSRB Rule A-12. Form

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Source URL: www.msrb.org

Language: English - Date: 2014-05-09 22:24:57
564United States securities law / U.S. Securities and Exchange Commission / Electronic Municipal Market Access / United States Securities and Exchange Commission / Securities Act / Economy of the United States / Self-regulatory organizations / Financial regulation / Municipal Securities Rulemaking Board

MSRB Registration Manual Version 1.2, July 2014 MSRB Registration Manual for Dealers and Municipal Advisors

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Source URL: www.msrb.org

Language: English - Date: 2014-08-01 10:11:23
565Financial economics / Finance / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Municipal Securities Rulemaking Board / United States securities law / United States Securities and Exchange Commission / Financial regulation

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]June 5, 2014 The U.S. Securities and Exchange Commission announced the temporary suspension of trading

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Source URL: www.sec.gov.

Language: English - Date: 2014-06-05 08:27:25
566Electronic Municipal Market Access / Business / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Economy of the United States / Security / Municipal bond / Securities regulation in the United States / Securities market / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Complaints An investor who believes a dealer has been unfair or that MSRB rules or federal securities laws have been violated, may also file a complaint with the Securities and Exchange Commission, 100 F Street N.E., Was

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Source URL: msrb.org

Language: English - Date: 2013-02-27 17:07:39
567Financial economics / Economics / Financial regulation / Municipal bond / Security / Bond / Tower Amendment / Investor Protection and Securities Reform Act / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Stock market

EMMA ® RESOURCE Discover the EMMA® Website The Electronic Municipal Market Access (EMMA®) website is the municipal market’s free source of data and information on virtually all municipal bonds.

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Source URL: msrb.org

Language: English - Date: 2014-07-23 11:08:54
568Financial economics / 73rd United States Congress / United States Securities and Exchange Commission / Business / Municipal Securities Rulemaking Board / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Securities Act / Securities Exchange Act / United States securities law / Financial regulation / Self-regulatory organizations

S T U D Y O U T L I N E MUNICIPAL SECURITIES PRINCIPAL QUALIFICATION EXAMINATION

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Source URL: www.msrb.org

Language: English - Date: 2012-11-16 09:28:18
569Economics / Electronic Municipal Market Access / Business / U.S. Securities and Exchange Commission / Municipal bond / Dodd–Frank Wall Street Reform and Consumer Protection Act / Security / Bond / Securities market / Self-regulatory organizations / Municipal Securities Rulemaking Board / Financial regulation

Safeguarding the Municipal Securities Market A N N U A L Repo rt 2012 Enhancing Market

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Source URL: www.msrb.org

Language: English - Date: 2013-01-07 13:13:31
570Financial economics / Law / Securities Act / Rulemaking / Underwriting / Tower Amendment / Municipal Securities Rulemaking Board / Financial regulation / United States securities law

Microsoft PowerPoint - BDA Denver[removed]final).pptx

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Source URL: www.msrb.org

Language: English - Date: 2011-10-07 14:23:06
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